Florida Broker Practice Exam

What is a possible penalty that may be imposed by the DBPR for a minor violation?

1. Notice of noncompliance

2. Immediate revocation

3. Mandatory training

4. Probation

The correct answer is: Notice of noncompliance

A notice of noncompliance serves as a possible penalty for minor violations because it is designed to address issues without imposing severe consequences immediately. This approach allows for correction without jeopardizing the individual's license or requiring extensive penalties. The notice is typically issued for first-time or minor infractions, providing the licensee an opportunity to rectify their actions within a specified timeframe. It focuses on education and compliance rather than punishment, which aligns with the regulatory aim to encourage adherence to standards within the profession. In contrast, penalties such as immediate revocation or mandatory training are generally reserved for more serious violations, while probation may involve stricter oversight and lingering consequences, which don’t fit the context of a minor violation. The notice of noncompliance is thus a more appropriate response to less severe issues that need addressing.